Standardizing Reporting of violation related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulation, 2015

Jul 19, 2019 | Updates

SEBI has standardize the process relating to dealing with violation of the Code of Conduct, all listed companies, intermediaries and fiduciaries shall: a. Report such violations by the designated persons and immediate relatives of designated persons in standardized format to SEBI b. Maintain a database of the violation that would entail initiation of appropriate action against them

https://www.sebi.gov.in/legal/circulars/jul-2019/standardizing-reporting-of-violations-related-to-code-of-conduct-under-sebi-prohibition-of-insider-trading-regulations-2015_43618.html